Guilty with No Chance to Be Proven Innocent

T.V. shows like Law & Order captivate us with dramatic courtroom scenes in which the lawyers passionately make their case to the jury and judge. These shows flood our imaginations with ideas of how prosecutors must prove a defendant’s guilt beyond a reasonable doubt. They tell us that even if the lawyers know someone is guilty, it is the jury that must ultimately decide. In reality, though, hardly any defendant ever gets a trial. 

During my time as a court watcher, I saw case after case resolved with a plea deal. At Dutchess County Court, the bargaining took place behind the closed doors of the judge’s chambers. Meanwhile, it was in Poughkeepsie City Court that I witnessed only one case proceed to trial when a white man, who arrived of his own volition, insisted on his right to a trial. Agitated by this man’s demand, Judge Mora attempted to dissuade him for several minutes but to no avail. After the defendant left the courtroom, the judge huffed a big sigh and later commented on how trials later that month would be taking up all of his time. 

In The New Jim Crow (2010), Michelle Alexander explains that most criminal cases are resolved with a plea bargain rather than a trial. Through plea bargaining the defendant pleads guilty to a charge in exchange for leniency – often for a lesser sentence (in prison, in jail, in money, or on probation). Though judges have to approve of any plea deal, prosecutors hold most of the power in this arrangement, with the ability to add more charges against the defendant as long as probable cause can be argued, even if such charges could not be proven at trial (Alexander 109). Especially with the long mandatory minimum prison sentences that the Anti-Drug Abuse Act of 1986, people often feel forced to plead guilty rather than face the threat of a much longer sentence if they lose their trial (110). 

The double-bind of a plea deal hit home for me as I sat one day in County Court and watched as one black man, shackled and in his orange jail tracksuit, struggled to hold the pen to sign his guilty plea. Quite literally, he was chained into signing a plea deal. 

A Lesson in Justice

It was early on a Wednesday morning in Dutchess County Court. In the place of a jury, there sat a local high school class. The teacher for this law lesson was the Special Victims Assistant District Attorney (ADA), who told them the procedures she takes in cases in which little kids are asked to testify on the stand. The Public Defender sat nearby, chiming in when she saw fit, a teacher’s assistant of sorts. The two lawyers discussed the role of the judge in the court proceedings, which is to oversee the conversations between the prosecutor and defense attorney. They emphasized that the judge is not the one to control the outcome of a case; he merely decides if what the prosecutor offers is reasonable. The students stared on, some listening, others checking their phones as if it were a regular school day.

The students perked up when a defendant, who had arrived on his own volition, volunteered to show them his electronic monitoring anklet. As he displayed his bound ankle, a probation officer told (what she thought were) funny stories about how creative people can be in trying to remove their ankle monitors. She mentioned a man who had managed to place his monitor on his cat so he could leave the house unsurveilled. Another man tried to microwave his monitor. She laughed as she told these cautionary tales, but the underlying lesson was that once a person is placed under state surveillance, it is nearly impossible to escape. At the conclusion of this lesson on probation, court began.

A new lesson emerged about an hour into the court proceedings as Judge McLoughlin called up the final defendant before a midday break. A few rows back from where I was sitting, a young boy, 17 or 18 years old, stood and walked to the front of the court for his arraignment. He was accused of assault in the second degree with injury to a victim 65 years or older. He entered a plea of not guilty. As Judge McLoughlin spoke back and forth with the ADA and defense attorney, the defendant was looking down at the table in front of him and avoiding eye contact. Judge McLoughlin called the name of the defendant, to which he responded, “I’m paying attention.” Judge McLoughlin answered, “Please do,” like a strict teacher asking a student to follow along in class.

The ADA mentioned that the defendant had “some developmental issues,” had no permanent address, and that this was one of many run-ins with the police. He also noted that the defendant did not live in Dutchess County, so he was not eligible for electronic monitoring. He suggested that the defendant be remanded (held in jail during his case proceedings) with bail of $15,000 cash and $35,000 bond. The defendant’s attorney—who was filling in for his public defender—quickly came to the boy’s aide, stating that the ultimate question of remanding the defendant relies on his ability and willingness to attend court. She said his original attorney had not even told him of his court date; he was there on his own volition. This alone, to the defense attorney, was enough to prove that he was fit to be released on his own recognizance. If bail was to be set, it should be at least in an amount he had a “miracle” of paying ($15,000 was far, far too much). The defense attorney also noted that the defendant has a level of Autism, so although he may not look the Judge in the eyes, he is in fact paying attention. 

Contrary to what the class had been taught about a judge’s role as an overseer, Judge McLoughlin took over as teacher, maybe even as principal. He described the crime the defendant was accused of and emphasized that it was a violent offense caught on video. He noted that a sentence for this kind of crime is usually between two and seven years, and since the defendant has no permanent address and is not eligible for electronic monitoring, he should be remanded. Judge McLoughlin then set a bail of $50,000 cash and $100,000 bond. The defendant was placed in handcuffs and taken through the exit of the courtroom. 

A sob was heard from the back of the courtroom. “He has a permanent address, I’m his mom,” cried his mother as she was escorted out by two friends or family members. Judge McLoughlin made no acknowledgement of this disruption to the court. He then turned to the high school class to tell them they would be taking a short break, and the students should ask questions if they have any.

What had the students really learned in class that day? The ADA and defense attorney could only control the lesson plan for so long until Judge McLoughlin took over the classroom. McLoughlin was the true teacher that day, and he taught the class very clearly about how few resources there were for kids their age who may be experiencing homelessness, developmental difficulties, or even Autism. The proposed plan to teach the class about justice was derailed by the heavy hand of Judge McLoughlin, who had a different lesson in mind.

What We See So Far: Some Court Watching Trends in Dutchess County Courts

I knew very little about the process in court before I became a court watcher. In fact, I had never even heard the word “arraignment” before. When I walked into the City of Poughkeepsie courtroom for my first session, I was surprised to see the court reporter keep up with the quick back and forth for each case. It was like a whole new language I had to learn. 

After a couple of court watching sessions, I instinctively began to empathize with defendants who were also walking into court for the first time but for whom the stakes were a lot higher. I managed to take detailed notes about the proceedings while also jotting down personal observations. I scrawled down the emotions (or lack of them) in the courtroom, the stories behind the legal jargon, and the actions that impact each defendant’s fate. 

Because courts operate “in the name of the people,'' our goal is to report on court proceedings from a layperson’s point of view, without a law degree or history of working in a court. Following Supreme Court Justice Felix Frankfurter’s dictum in Offut v. United States (1954), that “justice must satisfy the appearance of justice,” we ask ourselves, does what we’re seeing in the courtroom line up with our definition of justice?

To study any biases that might undermine the fairness and impartiality of our legal system, Court Watch of Dutchess County gathers qualitative and quantitative data on each case we observe. In addition to documenting concerns that come up in any individual case, we also use the data to observe trends that may be invisible in any one case or session. Below we present some background and initial trends that we have observed since the start of our data collection. 

 
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Starting in September 2018, 14 court watchers have observed 1,337 total cases in three courts: City of Beacon and City of Poughkeepsie courts and Dutchess County Court. Our court watchers have seen six different judges in action.

 
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Of those cases we observed in court, only 24.2% of defendants are women, even though women make up 51% of the City of Poughkeepsie population. And while 97% of defendants spoke and understood English, 3% did not. 

Additionally, we observed that Black or African American defendants made up 52.7% of all defendants, while only 30.6% were White, and 12.6% were Latinx. (We are recording the defendant’s perceived gender and race—what is being perceived by people present in the courtroom, including the judge and prosecutors.) 

Yet according to the U.S. Census Bureau, the City of Poughkeepsie population is composed of 37.6% Black people, 46.6% White people, and 17.1% Latinx people. Because these proportions do not align with the observed race of defendants, we must question possible causes behind, as well as consequences of, the overrepresentation of African Americans in our local courts. Is there an over-policing of the Black community in the City of Poughkeepsie? What happens to justice when White DAs and White judges continuously see a disproportionately higher number of African American defendants? 

To be clear, these data are based on the attendance of court watchers who often observe court on the same day each week. So, court watchers may have observed the same judge, public defender, and even the same defendants returning week after week. These results could be showing a pattern in the court scheduling that court watchers are not aware of. 

While court watching can’t explain the causes of these data, by making this information public we hope to inspire further discourse about our legal system. Over the course of court watching, we continue to analyze our data for additional trends and patterns that can inform our discussions going forward.